Depository Trust & Clearing Corporation

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Registration as it was on 22 Nov 2022
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Overview

Lobbying Costs

200,000€ - 299,999€

Financial year: Oct 2020 - Sep 2021

Lobbyists (Full time equivalent)

3 Fte (3)

Lobbyists with EP accreditation

0

High-level Commission meetings

15

Lobbying Costs over the years

  • Info

    Depository Trust & Clearing Corporation   (DTCC)

    EU Transparency Register

    525811814282-80 First registered on 27 Aug 2014

    Goals / Remit

    The Depository Trust & Clearing Corporation (DTCC), headquartered in New York with offices in 16 countries around the world, provides post-trade processing services that mitigate risk, increase transparency and promote greater efficiency in the global financial markets to the users that are also its owners. DTCC provides custody and asset servicing for securities issued from over 100 countries and maintains cross-border depository links with central infrastructure organizations around the world.

    DTCC serves the industry through its subsidiaries:
    - The Depository Trust Company (DTC) retains custody of millions of securities issues, worth approximately $40 trillion, including securities issued outside of the US.
    - The National Securities Clearing Corporation (NSCC) provides post-trade clearing and settlement services for US equities, as well as centralized custody of US securities.
    - The Fixed Income Clearing Corporation (FICC) provides post-trade clearing and settlement s (...)

    Main EU files targeted

    Main initiatives: Capital markets union and Cybersecurity strategy, FinTech and Digital Services

    Main files: AIFDM, EMIR, EMIR refit MIFID/R, SFTR, CSDR, FTT, NIS, REMIT, CCP recovery and resolution, DORA, DLT Pilot regime.

    Main policies: economic and financial affairs, information security, Financial Technology, cloud computing,

    Address

    Head Office
    Water Street, 55
    New York 10041
    UNITED STATES
    EU Office
    Rue Montoyer 47
    Brussels 1000
    BELGIUM

    Website

  • People

    Total lobbyists declared

    3

    Employment timeLobbyists
    100%3

    Lobbyists (Full time equivalent)

    3

    Lobbyists with EP accreditation

    All Lobbyists with EP accreditation over time

    0 accreditations were / are live (in bold) for the selected state of 27 Nov 2022

    Name Start date End Date
    Mr Michalis SOTIROPOULOS 21 Feb 2020 28 Feb 2021
    Ms Ana Uria Weis 21 Feb 2020 28 Feb 2021
    Mr Michalis SOTIROPOULOS 20 Feb 2019 19 Feb 2020
    Ms Ana Uria Weis 19 Feb 2019 18 Feb 2020
    Mr Michalis SOTIROPOULOS 23 Feb 2018 22 Feb 2019
    Ms Ana Uria Weis 23 Feb 2018 22 Feb 2019

    Complementary Information

    1. Ali Wolpert, Head of Global Policy
    2. Andrew Douglas, Managing Director and Head of Government relations - EU and Asia
    3. Michalis Sotiropoulos, Head of Brussels Office

    Person in charge of EU relations

    Data not provided by Register Secretariat due to GDPR

    Person with legal responsibility

    Data not provided by Register Secretariat due to GDPR

  • Categories

    Category

    Companies & groups

  • Networking

    Affiliation

    DTCC is a member of CEPS/ECMI (https://www.ceps.eu/content/ecmi-european-capital-markets-institute), QED (https://www.qed.eu/), Eurofi (http://www.eurofi.net/) and the FIA (https://www.fia.org/)

    Member organisations

    None declared

  • Financial Data

    Interests represented

    Promotes their own interests or the collective interests of their members

    Closed financial year

    Oct 2020 - Sep 2021

    Lobbying costs for closed financial year

    200,000€ - 299,999€

    Major contributions in closed year

    None declared

    Intermediaries for closed year

    None declared

    Intermediaries for current year

    None declared

    Closed year Costs

    200,000€ - 299,999€

    Other financial info

    None declared

  • EU Structures

    Groups (European Commission)

    none

    Groups (European Parliament)

    N/A
    DTCC is a member of the Financial Futures.

    Other activities

    The DTCC has been engaged in discussions with the European Institutions regarding some EU legislative and regulatory initiatives. in particular, we have conducted meetings and prepared briefings for the following:

    - EMIR: European Market Infrastructure Regulation
    - MiFID/R: Markets in Financial Instruments Directive/Regulation
    - CSDR: Central Securities Depository Regulation
    - NIS: Network Information Security Directive
    - Cloud computing
    - Financial Technology
    - Digital Operational Resilience

  • Meetings

    Meetings

    15 meetings found. Download meetings

    The list below only covers meetings held since November 2014 with commissioners, their cabinet members or directors-general at the European Commission; other lobby meetings with lower-level staff may have taken place, but the European Commission doesn't publish information about such meetings. All information below comes from European Commission web pages.

    • Date 04 Feb 2020 Location Brussels
      Subject Introducing company
      Cabinet Cabinet of Executive Vice-President Margrethe Vestager
      Portfolio Europe Fit for Digital Age
      Commission
      • Werner Stengg (Cabinet member)
    • Date 03 Feb 2020 Location Brussels, Belgium
      Subject Digital finance
      Cabinet Cabinet of Executive Vice-President Valdis Dombrovskis
      Portfolio An Economy that Works for People
      Commission
      • Andrea Beltramello (Cabinet member)
    • Date 28 Nov 2018 Location Brussels
      Subject FinTech and EU-US regulatory exchange
      Cabinet Cabinet of President Jean-Claude Juncker
      Portfolio President
      Commission
      • Paulina Dejmek Hack (Cabinet member)
      Other Lobbyists
    • Date 08 Jun 2018 Location Brussels
      Subject Digital services space, FinTech and Blockchain technology
      Cabinet Cabinet of Commissioner Mariya Gabriel
      Portfolio Digital Economy and Society
      Commission
      • Carl-Christian Buhr (Cabinet member)
    • Date 08 Jun 2018 Location Brussels, Belgium
      Subject Distributed Ledger Technology (DLT) & cloud computing
      Cabinet Cabinet of Vice-President Valdis Dombrovskis
      Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union
      Commission
      • Jan Ceyssens (Cabinet member)
      • Elina Melngaile (Cabinet member)
    • Date 28 Feb 2018 Location Brussels
      Subject EMIR 2.0 and forthcoming MFF
      Cabinet Cabinet of Vice-President Jyrki Katainen
      Portfolio Jobs, Growth, Investment and Competitiveness
      Commission
      • Marlene Madsen (Cabinet member)
    • Date 27 Feb 2018 Location Brussels
      Subject EU-US relations, CCPs, equivalence
      Commission
      • Olivier Guersent (Director-General)
    • Date 30 Nov 2017 Location Hong Kong
      Subject Speech at EU-Asia Financial Services Dinner Reception on growth and investment in Europe; Fintech and sustainable finance
      Cabinet Cabinet of Vice-President Valdis Dombrovskis
      Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union
      Commission
      • Valdis Dombrovskis (Vice-President)
      Other Lobbyists
    • Date 06 Jul 2017 Location Brussels
      Subject FinTech and Cyber Security
      Cabinet Cabinet of Vice-President Jyrki Katainen
      Portfolio Jobs, Growth, Investment and Competitiveness
      Commission
      • Marlene Madsen (Cabinet member)
    • Date 06 Jul 2017 Location Brussels
      Subject financial markets and market infrastructures
      Cabinet Cabinet of Vice-President Valdis Dombrovskis
      Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union
      Commission
      • Jan Ceyssens (Cabinet member)
    • Date 28 Mar 2017 Location Brussels
      Subject Financial services agenda
      Cabinet Cabinet of President Jean-Claude Juncker
      Portfolio President
      Commission
      • Paulina Dejmek Hack (Cabinet member)
    • Date 28 Mar 2017 Location Brussels
      Subject Equivalence and EU – US relationship
      Commission
      • Olivier Guersent (Director-General)
    • Date 28 Nov 2016 Location Brussels
      Subject Capital Markets, financial market infrastructure
      Cabinet Cabinet of Vice-President Jyrki Katainen
      Portfolio Jobs, Growth, Investment and Competitiveness
      Commission
      • Marlene Madsen (Cabinet member)
    • Date 19 Apr 2016 Location Brussels
      Subject Financial Policy
      Cabinet Cabinet of Commissioner Jonathan Hill
      Portfolio Financial Stability, Financial Services and Capital Markets Union
      Commission
      • Matthew Baldwin (Cabinet member)
    • Date 05 Mar 2015 Location Brussels
      Subject Capital markets union
      Cabinet Cabinet of Vice-President Jyrki Katainen
      Portfolio Jobs, Growth, Investment and Competitiveness
      Commission
      • Valérie Herzberg (Cabinet member)
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