Securities Industry and Financial Markets Association

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Registration as it was on 13 May 2022
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Overview

Lobbying Costs

10,000€

Financial year: Nov 2020 - Oct 2021

Lobbyists (Full time equivalent)

1.25 Fte (4)

Lobbyists with EP accreditation

0

High-level Commission meetings

15

Lobbying Costs over the years

  • Info

    Securities Industry and Financial Markets Association   (SIFMA)

    EU Transparency Register

    995801715250-37 First registered on 12 Dec 2014

    Goals / Remit

    SIFMA is the leading trade association representing the broker-dealers, banks and asset managers who provide access to the global capital markets. We serve our members as the principal advocate before policymakers, regulators, the media and the public on all matters involving the retail and institutional capital markets. We are the go-to resource for expert information about the capital markets and a forum for industry policy and professional development.

    Main EU files targeted

    Capital standards
    G-20/regulatory coordination
    Securities regulation
    Trade
    UK withdrawal from the European Union
    EU/US Joint Financial Regulatory Forum
    MiFID II/III
    GDPR
    Asset Management Issues
    Sustainable Finance
    Tax

    Address

    Head Office
    1101 New York Avenue, NW, 6th Floor
    Washington D.C. 20005
    UNITED STATES
    EU Office
    1101 New York Avenue, NW, 6th Floor
    Washington D.C. 20005
    UNITED STATES

    Website

  • People

    Total lobbyists declared

    4

    Employment timeLobbyists
    50%1
    25%3

    Lobbyists (Full time equivalent)

    1.25

    Lobbyists with EP accreditation

    No lobbyists with EP accreditations

    Complementary Information

    None declared

    Person in charge of EU relations

    Data not provided by Register Secretariat due to GDPR

    Person with legal responsibility

    Data not provided by Register Secretariat due to GDPR

  • Categories

    Category

    Trade and business associations

  • Networking

    Affiliation

    SIFMA is a member of the Global Financial Markets Association (GFMA) and International Council of Securities Associations (ICSA).

    Member organisations

    None declared

  • Financial Data

    Interests represented

    Promotes their own interests or the collective interests of their members

    Closed financial year

    Nov 2020 - Oct 2021

    Lobbying costs for closed financial year

    10,000€

    Major contributions in closed year

    None declared

    Intermediaries for closed year

    None declared

    Intermediaries for current year

    None declared

    Closed year Costs

    0€ - 10,000€

    Other financial info

    None declared

  • EU Structures

    Groups (European Commission)

    none

    Groups (European Parliament)

    N/A

    Other activities

    Financial Affairs and trade policy.

  • Meetings

    Meetings

    15 meetings found. Download meetings

    The list below only covers meetings held since November 2014 with commissioners, their cabinet members or directors-general at the European Commission; other lobby meetings with lower-level staff may have taken place, but the European Commission doesn't publish information about such meetings. All information below comes from European Commission web pages.

    • Date 09 Nov 2020 Location Virtual meeting
      Subject The review of MiFID/R and the interplay with CMU,Taxonomy and IBOR transitions
      Commission
      • John Berrigan (Director-General)
    • Date 17 Oct 2019 Location Washington
      Subject EU-US regulatory cooperation in financial services; upcoming work on MIFID II research; EC priorities on sustainable finance; regulatory fragmentation linked to the introduction of liquidity requirements on US branches of foreign bank organisations
      Cabinet Cabinet of Vice-President Valdis Dombrovskis
      Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union
      Commission
      • Zaneta Vegnere (Cabinet member)
      • Elina Melngaile (Cabinet member)
      • Valdis Dombrovskis (Vice-President)
    • Date 13 May 2019 Location Brussels
      Subject CMU, MiFID, PRIIPs, Sustainable Finance
      Cabinet Cabinet of Vice-President Valdis Dombrovskis
      Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union
      Commission
      • Andrea Beltramello (Cabinet member)
      Other Lobbyists
    • Date 11 Apr 2019 Location Washington, USA
      Subject Commission priorities in financial services for its next mandate, State of cross-border regulatory cooperation, Brexit, CFTC Cross-Border White Paper, BEAT
      Cabinet Cabinet of Vice-President Valdis Dombrovskis
      Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union
      Commission
      • Zaneta Vegnere (Cabinet member)
      • Elina Melngaile (Cabinet member)
      • Valdis Dombrovskis (Vice-President)
    • Date 30 Nov 2017 Location Hong Kong
      Subject Speech at EU-Asia Financial Services Dinner Reception on growth and investment in Europe; Fintech and sustainable finance
      Cabinet Cabinet of Vice-President Valdis Dombrovskis
      Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union
      Commission
      • Valdis Dombrovskis (Vice-President)
      Other Lobbyists
    • Date 21 Jun 2017 Location Brussels
      Subject first part of the regulatory review, cross-Border regulatory coordination, cyber security, Brexit and its external impacts
      Cabinet Cabinet of Vice-President Valdis Dombrovskis
      Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union
      Commission
      • Elina Melngaile (Cabinet member)
      • Jan Ceyssens (Cabinet member)
      Other Lobbyists
    • Date 21 Jun 2017 Location Brussels
      Subject Cross-Border regulatory coordination, Brexit, Cyber Security
      Commission
      • Olivier Guersent (Director-General)
    • Date 20 Apr 2017 Location Washington D.C.
      Subject CMU; Basel III; international cooperation on financial regulation; the Dodd Frank Act
      Cabinet Cabinet of Vice-President Valdis Dombrovskis
      Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union
      Commission
      • Valdis Dombrovskis (Vice-President)
      • Elina Melngaile (Cabinet member)
    • Date 12 Oct 2016 Location Brussels
      Subject EU-US Financial Regulatory Framework; MiFID; Brexit
      Cabinet Cabinet of Vice-President Valdis Dombrovskis
      Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union
      Commission
      • Lee Foulger (Cabinet member)
      • Elina Melngaile (Cabinet member)
    • Date 05 Oct 2016 Location New York
      Subject EU-US cooperation in the field of financial services
      Cabinet Cabinet of Vice-President Valdis Dombrovskis
      Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union
      Commission
      • Kai Wynands (Cabinet member)
      • Valdis Dombrovskis (Vice-President)
      • Zaneta Vegnere (Cabinet member)
    • Date 18 Jul 2016 Location Washington D.C.
      Subject Resilient financial markets - shaping the rules together
      Cabinet Cabinet of Vice-President Valdis Dombrovskis
      Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union
      Commission
      • Valdis Dombrovskis (Vice-President)
    • Date 21 Jun 2016 Location Brussels
      Subject EU US Financial Markets Issues
      Cabinet Cabinet of Commissioner Jonathan Hill
      Portfolio Financial Stability, Financial Services and Capital Markets Union
      Commission
      • Jonathan Hill (Commissioner)
    • Date 18 Feb 2015 Location Brussels
      Subject Preparation for Commissioner Hill's speech at SIFMA in Washington on 27 February
      Cabinet Cabinet of Commissioner Jonathan Hill
      Portfolio Financial Stability, Financial Services and Capital Markets Union
      Commission
      • Chantal Hughes (Cabinet member)
    • Date 18 Feb 2015 Location Brussels
      Subject Financial services regulation in TTIP
      Cabinet Cabinet of Vice-President Cecilia Malmström
      Portfolio Trade
      Commission
      • Jon Nyman (Cabinet member)
    • Date 20 Jan 2015 Location Brussels
      Subject Introductory Meeting
      Cabinet Cabinet of Commissioner Jonathan Hill
      Portfolio Financial Stability, Financial Services and Capital Markets Union
      Commission
      • Nathalie De Basaldua Lemarchand (Cabinet member)
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