Wellington Management International Limited

Wellington Management International Limited is the UK affiliate that is part of the Wellington Management Group. We are a global investment manager for predominantly institutional clients in many different countries around the world. We are privately owned by employees who are active in the business. We invest on behalf of our clients. We do not seek to actively invest on our own account.

Wellington Management International Ltd conducts portfolio management and research, and supports clients in countries in the UK, Europe, the Middle East, and Africa. Our clients include pension plans, insurance companies, sovereign institutions, charities and foundations, private banks and retail banks, family offices, and other institutions. Assets under management are invested across a broad range of equity, fixed income, multi-asset, and other investment approaches; clients invest via separate accounts or commingled vehicles.

Our office in London opened in 1983. Today, we have nearly 300 staff members, representing more than a dozen nationalities and speaking a wide range of languages. Portfolio management, research, product management, relationship management, business development, consultant relations, and many other functional areas are represented.

Issue
1. MiFID II/R 2. EMIR 2.1 (Refit) 3. EMIR 2.2(Euro-clearing)
4. Capital Markets Union 5. Securitisation
6. Prospectus Review 7. FTT
8. Shadow bank 9. UCITS V 10. AIFMD
11. CSDR 12. Risk Reduction Measures (CRD and CRR review)
13. CCP R&R 14. ELTIFs 15. Benchmarks
16. Securities Financing Transactions 17. 5th Money Laundering Directive

1

0.25

No lobbyists with EP accreditations

We have up to 10 employees in our Legal & Compliance department that follow regulatory developments in the EU although none of these adds up to 25% of their work.

We also have Investment Professionals who may be interested in legislation developments in the EU on an ad hoc basis

Mr Graham Stone (Cheif Compliance Officer)

Mr Graham Stone (Cheif Compliance Officer)

II - In-house lobbyists and trade/business/professional associations

Companies & groups